The U.S. Commodity Futures Trading Commission (CFTC) is an independent agency of the US which instructed the Securities and Exchange Commission ( SEC) and the CFTC to develop a joint regulatory regime for single-stock futures, Security Futures Product. In December 2000, Congress established a framework for joint regulation by the CFTC and the Securities and Exchange Commission The term security futures product (SFP) encompasses security futures and Security Futures Products Regulations and Requirements. Security futures Below is a list of the security indexes underlying futures contracts that received CFTC no-action relief prior to the enactment of the CFMA on December 21, 2000 9 Jul 2019 Washington, DC – The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) (together, the The required speculative position limits for security futures products (SFP)
Security Futures Product In December 2000, Congress established a framework for joint regulation by the CFTC and the Securities and Exchange Commission (SEC) of the trading of futures on single securities and futures on narrow-based security indexes. Collectively, these products are called security futures products or SFPs.
Security Futures Product In December 2000, Congress established a framework for joint regulation by the CFTC and the Securities and Exchange Commission (SEC) of the trading of futures on single securities and futures on narrow-based security indexes. Collectively, these products are called security futures products or SFPs. Contract markets that have been designated by the CFTC (DCMs) may trade security futures products if they notice register with the SEC and comply with certain requirements of the Securities Exchange Act of 1934. Likewise, national securities exchanges and national securities associations registered with the SEC may trade security futures products if they notice register with the CFTC and comply with certain requirements of the Commodity Exchange Act (CEA). Security futures products may be traded on any CFTC-designated contract market that also is notice registered with the Securities and Exchange Commission (SEC) as a securities exchange. In addition, security futures products may be traded on any SEC-registered national securities exchange, national securities association, or alternative trading system that is notice designated as a contract market by the CFTC. The required speculative position limits for security futures products (SFP) apply to trading in an expiring futures contract month during the last five trading days of that month. The limits adopted must not exceed the levels set forth by the CFTC in CFTC Regulation 41.25, 17 CFR 41.25. The CFTC Security Futures Products Federal Register Releases The CFTC individually and jointly with the Securities and Exchange Commission (SEC) promulgated rules and guidance in the Federal Register to provide for the listing and trading of security futures products based on single stocks and narrow-based indexes.
We refer questions and complaints about futures to the Commodity Futures Trading Commission (CFTC)—the federal agency that does regulate futures trading. With limited exceptions, the trading of futures must be executed on the floor of a commodity exchange.
The U.S. Commodity Futures Trading Commission (CFTC) is an independent agency of the US which instructed the Securities and Exchange Commission ( SEC) and the CFTC to develop a joint regulatory regime for single-stock futures,
